120 Broadway, 35th floor
New York, NY 10271
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Improve business practices and quality of service in its
area of expertise, promote high standards of professional
capability and performances, foster efficient operations, and
where applicable, encourage uniformity of practice.
Become a MemberMembership in the Credit Section of the SIFMA Operations & Technology Society will provide you and your firm an opportunity to to stay up to date with the latest regulatory updates. Stay up to date with proposed changes and interpretation and application of existing rules.
Learn more ...
Special AlertsThe Credit Section now accepts credit card payments for our monthly dinners; enter the event, click on Register Now and follow the instructions to "Pay Online" - fast ,easy and efficient.
If you attend an event but did not register, payment can be made by credit card via the attached url - www.sifmacreditdivision.org/en/py - please indicate in the comment field which event this is related to.
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 CURRENT DEVELOPMENTS
FINRA Delays the Effective Date for Increased Margin Requirements for Options on Leveraged ETFs ; New Effective Date: April 30, 2010
SIFMA Requests Extension to ETF Deadline
Business Continuity Planning 09-59
FINRA Provides Guidance on Pandemic Preparedness ETF Margin Requirements 09-53 LIMIT AND MARKET ORDER PROTECTION 09-15 FINRA Requests Comment on Proposed Consolidated FINRA Rules Governing Limit and Market Order Protection; Comment Period Expires: April 24, 2009 AUCTION RATE SECURITIES (ARS) 09-12 Reporting Requirements for Settlements of Customer Disputes Involving Auction Rate Securities RETAIL FOREX 09-06 FINRA Requests Comment on Proposed Rule to Establish a Leverage Limitation for Retail Forex; Comment Period Expired: February 20, 2009 AUCTION RATE SECURITIES (ARS) EXTENSION REQUESTS
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